SEC seeks OMB approval to extend information collection requirements under Securities Act Rule 477, which governs post-effective amendments to registration statements; public comments due 30 days from Federal Register publication.
SEC Regulation 14A requires public companies to file proxy statements on Schedule 14A before shareholder meetings; the agency seeks comment on this information collection extension.
NYSE American amends its regulatory and operational halt procedures effective immediately to update classifications and handling protocols for trading disruptions.
SEC extends Rule 12h-1(f) information collection requirements for small-business issuers seeking to deregister securities; public comment period open.
SEC requires brokers and dealers to maintain records of customer account information under Rule 203A-2(d); public comments due 60 days from Federal Register publication.
SEC proposes to extend Rule 22d-1 information collection requirements for open-end management companies regarding distribution agreements and sales literature; public comment period open.
The SEC's Customer Account Statements rule requires broker-dealers to deliver account statements to customers at least quarterly, with a comment period open for regulatory feedback on this existing information collection requirement.
MIAX PEARL, LLC amends its options exchange fee schedule for non-transaction fees effective immediately.
Cboe BZX Exchange amends average daily quote and order fees effective April 1, 2026.
Nasdaq amends trading rules for iShares Bitcoin Trust and Ethereum Trust ETFs to comply with updated regulatory standards for cryptocurrency-based exchange-traded funds.
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