Options Clearing Corporation expands acceptable collateral types and updates wrong-way risk mitigation procedures for options clearing members.
FINRA proposes amendments to rules governing initial public offering allocations and restrictions on purchases and sales of IPO shares to update allocation procedures and eligibility requirements for member firms.
The Depository Trust Company proposes corrections and clarifications to DTC Rules and Procedures affecting securities settlement and custody operations for financial institutions.
The SEC requests OMB approval to extend Rule 22e-4 information collection requirements for money market funds regarding liquidity and pricing disclosures.
New York Stock Exchange proposes amendments to Rule 8000 and Rule 9000 regarding self-regulatory organization procedures; effective immediately upon filing.
Texas Stock Exchange LLC restructures its governing documents by transitioning from Delaware to Texas incorporation and updating its stockholders' agreement, bylaws, and company agreement.
24X National Exchange LLC amends its limited liability agreement to facilitate a transaction, effective immediately upon filing.
NYSE amends rules to permit generic listing and trading of Class Exchange-Traded Fund shares under new Rule 5.2(j)(9), effective upon SEC approval.
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