SEC regulations
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- Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 147(f)(1)(iii) Written Representation as to Purchaser ResidencyApril 27, 2026
SEC proposes to extend the information collection for Rule 147(f)(1)(iii) written representations regarding purchaser residency in intrastate securities offerings.
- Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 147A(f)(1)(iii) Written Representation as to Purchaser ResidencyApril 27, 2026
SEC proposed extension of Rule 147A(f)(1)(iii) information collection requirements for written representations regarding purchaser residency in intrastate securities offerings.
- Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain Initial Listing Requirements for Acquisition CompaniesApril 27, 2026
Nasdaq modifies initial listing requirements for acquisition companies under a rule change effective immediately upon filing.
- Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to the Extension of Eligible Collateral to U.S. TreasuryApril 27, 2026
LCH SA proposes to expand eligible collateral for clearing operations to include U.S. Treasury securities under self-regulatory organization rules.
- Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Description and Contents of ISE Trade Outline ProductsApril 27, 2026
Nasdaq ISE amends the description and contents of ISE Trade Outline Products under self-regulatory organization rules with immediate effectiveness.
- Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rule Regarding Trading Permit Holders and Associated Persons of a Trading Permit Holder Who Are or Become Subject to a Statutory DisqualificationApril 27, 2026
Cboe Exchange amends trading permit holder rules for individuals subject to statutory disqualifications, effective immediately upon filing.
- Sunshine Act MeetingsApril 27, 2026
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- Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Regulation S-Rules Governing Offers and Sales Made Outside the United States Without Registration Under the Securities Act of 1933April 27, 2026
SEC Regulation S extends comment period for information collection on rules governing offshore securities offers and sales without Securities Act registration.
- Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.34 To Adopt a Wide Market Protection Mechanism Designed To Reduce the Risk of Orders Executing at Extreme or Adverse Prices When the National Best Bid and Offer (“NBBO”) Is Determined To Be WideApril 24, 2026
Cboe C2 Exchange adopts a wide market protection mechanism under Rule 5.34 to prevent orders from executing at extreme prices when the national best bid and offer spreads are abnormally wide.
- Form PF; Reporting Requirements for All FilersApril 24, 2026
CFTC and SEC propose streamlined reporting requirements for Form PF filed by SEC-registered investment advisers managing private funds.
- Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.17 To Adopt a Wide Market Protection Mechanism Designed To Reduce the Risk of Orders Executing at Extreme or Adverse Prices When the National Best Bid and Offer (“NBBO”) Is Determined To Be WideApril 24, 2026
Cboe EDGX Exchange amends Rule 21.17 to adopt a wide market protection mechanism that prevents orders from executing at extreme prices when the National Best Bid and Offer spread is wide.
- AGL Private Credit Income Fund, et al.April 24, 2026
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- Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.17 To Adopt a Wide Market Protection Mechanism Designed To Reduce the Risk of Orders Executing at Extreme or Adverse Prices When the National Best Bid and Offer (“NBBO”) Is Determined To Be WideApril 24, 2026
Cboe BZX Exchange adopts a wide market protection mechanism under Rule 21.17 to prevent orders from executing at extreme prices when the national best bid-offer spread widens.
- CION Grosvenor Infrastructure Master Fund, LLC, et al.April 24, 2026
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- Aristotle Pacific Enhanced CLO Income Fund, et al.April 23, 2026
I need actual regulatory or grant document information to create a summary. The title "Aristotle Pacific Enhanced CLO Income Fund" appears to be a financial product, not a US small-business regulation or grant program. Please provide a title and de…