NYSE National amends its connectivity fee schedule under self-regulatory authority, with the rule change immediately effective upon filing.
FINRA proposes Rule 4321 on fail-to-deliver allocations and amends Rule 4560 on short-interest reporting, with the SEC extending its review period for this regulatory change affecting broker-dealers.
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Every rule is broken into specific to-dos with calendar dates.
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After healthcare come the capital-heavy sectors: trade, transportation, energy, and finance. If you operate in one of them, the volume of change is relentless.
FDA withdraws approval of 34 new drug applications across multiple applicants whose manufacturers requested withdrawal due to discontinued marketing.
Coast Guard establishes temporary safety zone in Monroe Harbor and Lake Michigan near Chicago to prohibit unauthorized vessel and personnel access during fireworks and drone show operations.
Manulife Investment Management Private Markets (US) LLC and Manulife Employee Securities Company 2025, L.P. are investment entities; no specific deadline, dollar amount, or SMB program details provided in title alone.
Coast Guard establishes a temporary regulated navigation area on the Hudson River near Albany, NY prohibiting unauthorized vessel entry and imposing slow-no-wake speed restrictions during construction of the Livingston Avenue Railroad Swing Bridge.
FAA airworthiness directive requires Airbus Helicopters Model H160-B operators to modify affected windows in jettisoning systems and prohibits installation of non-conforming windows or doors on helicopters with Supplemental Type Certificate SR00223I…
NYSE Arca proposes modifications to its options fee schedule for manual transactions, effective immediately upon filing with the SEC.
MARAD solicits public comment on a request to operate the foreign-built small passenger vessel S/V KINGSLEY in U.S. coastwise trade carrying no more than twelve passengers for hire.
SEC proposes to extend the information collection requirements under Investment Company Act Rule 0-1 for defining terms applicable to registered investment companies; public comment deadline is 60 days from Federal Register publication.
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