SEC proposes to extend information collection requirements for municipal advisor registration under Rules 15Ba1-1 to 15Ba1-8, affecting advisors filing Forms MA, MA-I, MA-W, and MA-NR.
The Depository Trust Company proposes amending its Redemptions Service Guide and Operational Arrangements to establish eligibility criteria for securities to access and maintain DTC services.
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After healthcare come the capital-heavy sectors: trade, transportation, energy, and finance. If you operate in one of them, the volume of change is relentless.
The SEC requests public comment on exchange-traded funds investing in innovative asset classes or novel strategies to balance investor protection with market efficiency and capital formation.
Environmental Impact Statements notice announces availability of assessments for proposed federal projects affecting small business operations and land use.
EPA approves Oklahoma's State Implementation Plan revisions for New Source Review permitting and general provisions submitted between 2002 and 2025 under the Federal Clean Air Act.
The U.S. Department of Commerce is automatically initiating five-year reviews of existing antidumping and countervailing duty orders and suspended investigations under the Tariff Act of 1930.
Nasdaq ISE proposes amending its Short Term Option Series Program rules to modify qualifying securities criteria for options trading on the exchange.
NYSE amends Rule 7.31 on orders and modifiers to update trading procedures for member firms and customers.
NYSE American amends Rule 7.31E to modify order types and modifiers for trading on its exchange, effective immediately upon SEC filing.
SEC requires written representations of purchaser residency under Rule 147A(f)(1)(iii) for intrastate securities offerings and seeks OMB approval to extend this information collection.
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