SEC requires written representations of purchaser residency under Rule 147A(f)(1)(iii) for intrastate securities offerings and seeks OMB approval to extend this information collection.
SEC proposes to extend information collection requirements for municipal advisor registration under Rules 15Ba1-1 to 15Ba1-8, affecting advisors filing Forms MA, MA-I, MA-W, and MA-NR.
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After healthcare come the capital-heavy sectors: trade, transportation, energy, and finance. If you operate in one of them, the volume of change is relentless.
The Depository Trust Company proposes amending its Redemptions Service Guide and Operational Arrangements to establish eligibility criteria for securities to access and maintain DTC services.
The SEC requests public comment on exchange-traded funds investing in innovative asset classes or novel strategies to balance investor protection with market efficiency and capital formation.
IRS requests public comments on tax information security guidelines for federal, state, and local agencies under the Paperwork Reduction Act of 1995.
HHS Office of the Secretary seeks 60-day public comment on a proposed information collection request under the Paperwork Reduction Act of 1995.
The U.S. Department of Commerce is automatically initiating five-year reviews of existing antidumping and countervailing duty orders and suspended investigations under the Tariff Act of 1930.
The Office of Refugee Resettlement seeks OMB approval to extend the Annual Survey of Refugees data collection through 2027, surveying refugee households that entered the U.S. within the previous five fiscal years.
Nasdaq ISE proposes amending its Short Term Option Series Program rules to modify qualifying securities criteria for options trading on the exchange.
National Cancer Institute offers licensing opportunities for a conserved viral peptide therapeutic candidate for hepatocellular carcinoma prevention and treatment through research co-development partnerships.
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