MIAX PEARL, LLC amends its by-laws to establish an observer role within the self-regulatory organization's governance structure.
BOX Exchange LLC amends its professional order review procedures under self-regulatory organization rules, effective immediately upon filing.
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After healthcare come the capital-heavy sectors: trade, transportation, energy, and finance. If you operate in one of them, the volume of change is relentless.
NYSE Texas amends initial and continued listing standards for securities traded on its exchange, effective immediately upon filing.
National Securities Clearing Corporation proposes enhancements to supplemental liquidity deposit rules, methodology, and processes for member firms.
Texas Stock Exchange amends continued listing standards for ETF shares related to beneficial holder requirements under Rule 17.104(b)(2)(B).
NYSE American amends its connectivity fee schedule for market data and trading access; the rule change is effective immediately.
NYSE Arca proposes amendments to its connectivity fee schedule, effective immediately upon SEC filing.
NYSE National amends its connectivity fee schedule under self-regulatory authority, with the rule change immediately effective upon filing.
FINRA proposes Rule 4321 on fail-to-deliver allocations and amends Rule 4560 on short-interest reporting, with the SEC extending its review period for this regulatory change affecting broker-dealers.
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