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© 2026 BizmoonPrivacyTermsCredits
  1. Home
  2. Regulations
  3. Federal
  4. Page 2

Federal regulations

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    Recency
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    CMSRemove filter: CMSFAARemove filter: FAAFERCRemove filter: FERCHHSRemove filter: HHSHUDRemove filter: HUDSECRemove filter: SECTreasuryRemove filter: TreasuryClear all
    • Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend a Continued Listing Standard Relating to Beneficial Holders Applicable to ETF Shares Listed on the Exchange Under Rule 17.104(b)(2)(B)
      July 6, 2026

      Texas Stock Exchange amends continued listing standards for ETF shares related to beneficial holder requirements under Rule 17.104(b)(2)(B).

    • Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Connectivity Fee Schedule
      July 6, 2026

      NYSE American amends its connectivity fee schedule for market data and trading access; the rule change is effective immediately.

    • Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Connectivity Fee Schedule
    PreviousPage 2 of 79 (788 total)Next

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    Healthcare draws more federal rulemaking than any other sector

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    July 6, 2026

    NYSE Arca proposes amendments to its connectivity fee schedule, effective immediately upon SEC filing.

  • Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Connectivity Fee Schedule
    July 6, 2026

    NYSE National amends its connectivity fee schedule under self-regulatory authority, with the rule change immediately effective upon filing.

  • Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt FINRA Rule 4321 (Allocations of Fail To Deliver Positions) and Amend FINRA Rule 4560 (Short-Interest Reporting)
    July 6, 2026

    FINRA proposes Rule 4321 on fail-to-deliver allocations and amends Rule 4560 on short-interest reporting, with the SEC extending its review period for this regulatory change affecting broker-dealers.

  • Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Connectivity Fee Schedule
    July 6, 2026

    NYSE Texas, Inc. amends its connectivity fee schedule to adjust charges for market data and trading access services.

  • Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule Regarding Fees and Rebates Applicable to Manual Transactions
    July 6, 2026

    NYSE American modifies its options fee schedule for manual transactions, with changes effective immediately.

  • Extension of a Currently Approved Information Collection: Certificate of Identity
    July 6, 2026

    Department of the Treasury Bureau of Fiscal Service seeks public comment on the Certificate of Identity information collection under the Paperwork Reduction Act of 1995.

  • Extension of a Currently Approved Information Collection: TreasuryDirect System
    July 6, 2026

    Treasury Department seeks public comment on the TreasuryDirect System information collection under the Paperwork Reduction Act of 1995 to assess respondent burden and paperwork requirements.

  • Blue Tractor ETF Trust, et al.
    July 6, 2026

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