SEC requires written representations of purchaser residency under Rule 147A(f)(1)(iii) for intrastate securities offerings and seeks OMB approval to extend this information collection.
SEC proposes to extend information collection requirements for municipal advisor registration under Rules 15Ba1-1 to 15Ba1-8, affecting advisors filing Forms MA, MA-I, MA-W, and MA-NR.
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After healthcare come the capital-heavy sectors: trade, transportation, energy, and finance. If you operate in one of them, the volume of change is relentless.
The Depository Trust Company proposes amending its Redemptions Service Guide and Operational Arrangements to establish eligibility criteria for securities to access and maintain DTC services.
The SEC requests public comment on exchange-traded funds investing in innovative asset classes or novel strategies to balance investor protection with market efficiency and capital formation.
National Environmental Policy Act final rule correction addresses a technical error from the April 3, 2026, Federal Register publication.
Nasdaq ISE proposes amending its Short Term Option Series Program rules to modify qualifying securities criteria for options trading on the exchange.
NYSE amends Rule 7.31 on orders and modifiers to update trading procedures for member firms and customers.
NYSE American amends Rule 7.31E to modify order types and modifiers for trading on its exchange, effective immediately upon SEC filing.
NYSE Arca proposed rule amendment to Order and Modifiers provisions under Rule 7.31-E becomes effective immediately upon filing with the SEC.
Farm Service Agency requests public comments on information collection for the Certified Mediation Program to verify participant eligibility and ensure proper administration of federal grant funds.
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