SEC requires written representations of purchaser residency under Rule 147A(f)(1)(iii) for intrastate securities offerings and seeks OMB approval to extend this information collection.
SEC proposes to extend information collection requirements for municipal advisor registration under Rules 15Ba1-1 to 15Ba1-8, affecting advisors filing Forms MA, MA-I, MA-W, and MA-NR.
The Depository Trust Company proposes amending its Redemptions Service Guide and Operational Arrangements to establish eligibility criteria for securities to access and maintain DTC services.
The SEC requests public comment on exchange-traded funds investing in innovative asset classes or novel strategies to balance investor protection with market efficiency and capital formation.
HHS Office of the Secretary seeks 60-day public comment on a proposed information collection request under the Paperwork Reduction Act of 1995.
The Office of Refugee Resettlement seeks OMB approval to extend the Annual Survey of Refugees data collection through 2027, surveying refugee households that entered the U.S. within the previous five fiscal years.
Nasdaq ISE proposes amending its Short Term Option Series Program rules to modify qualifying securities criteria for options trading on the exchange.
NYSE amends Rule 7.31 on orders and modifiers to update trading procedures for member firms and customers.
NYSE American amends Rule 7.31E to modify order types and modifiers for trading on its exchange, effective immediately upon SEC filing.
National Cancer Institute offers licensing opportunities for a conserved viral peptide therapeutic candidate for hepatocellular carcinoma prevention and treatment through research co-development partnerships.
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