MIAX PEARL, LLC amends its by-laws to establish an observer role within the self-regulatory organization's governance structure.
BOX Exchange LLC amends its professional order review procedures under self-regulatory organization rules, effective immediately upon filing.
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After healthcare come the capital-heavy sectors: trade, transportation, energy, and finance. If you operate in one of them, the volume of change is relentless.
National Securities Clearing Corporation proposes enhancements to supplemental liquidity deposit rules, methodology, and processes for member firms.
The FDA seeks OMB clearance for information collection procedures related to premarket approval of medical devices under the Paperwork Reduction Act.
FDA determines that vasopressin 0.9% injection was not withdrawn for safety or effectiveness reasons, allowing approval of generic abbreviated new drug applications if other regulatory requirements are met.
NYSE American modifies its options fee schedule for manual transactions, with changes effective immediately.
FINRA proposes Rule 4321 on fail-to-deliver allocations and amends Rule 4560 on short-interest reporting, with the SEC extending its review period for this regulatory change affecting broker-dealers.
Proposed Final Judgment in US antitrust case against Live Nation Entertainment requires the company to divest certain assets and comply with operational restrictions affecting ticket sales and venue management; final judgment pending court approval.
FDA corrects contact information for the Expedited Investigational New Drug Pilot Program docket, which solicits public input on shortening timelines from drug identification to first-in-human clinical trials.
HUD rescinded its One Stop Customer Service Privacy Act system of records as of October 30, 2024, consolidating functions into its Customer Relationship Management system.
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