SEC proposes to extend information collection requirements for municipal advisor registration under Rules 15Ba1-1 to 15Ba1-8, affecting advisors filing Forms MA, MA-I, MA-W, and MA-NR.
Nasdaq ISE proposes amending its Short Term Option Series Program rules to modify qualifying securities criteria for options trading on the exchange.
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After healthcare come the capital-heavy sectors: trade, transportation, energy, and finance. If you operate in one of them, the volume of change is relentless.
FAA airworthiness directive requires inspections of Boeing 747-8F aircraft for cracking in stringers and splice fittings to address unsafe structural conditions.
SEC requires written representations of purchaser residency under Rule 147A(f)(1)(iii) for intrastate securities offerings and seeks OMB approval to extend this information collection.
The Depository Trust Company proposes amending its Redemptions Service Guide and Operational Arrangements to establish eligibility criteria for securities to access and maintain DTC services.
The SEC requests public comment on exchange-traded funds investing in innovative asset classes or novel strategies to balance investor protection with market efficiency and capital formation.
The U.S. Department of Transportation seeks OMB renewal of its Individual Complaint of Employment Discrimination Form with a 60-day public comment period ending June 4, 2026.
FAA airworthiness directive requires Boeing 787-8, 787-9, and 787-10 operators to install door assist handle retainers and conduct inspections to address loose handles in doorway support brackets.
FAA establishes Class E airspace at Hub Field in Jewett, Texas to accommodate new instrument flight procedures.
NYSE amends Rule 7.31 on orders and modifiers to update trading procedures for member firms and customers.
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