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© 2026 BizmoonPrivacyTermsCredits
  1. Home
  2. Regulations
  3. Federal
  4. Page 10

Federal regulations

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  • Recency
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    SECRemove filter: SECClear all
    • Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete Obsolete Rule Text Regarding the Now-Completed Tick Size Pilot
      June 23, 2026

      Nasdaq PHLX proposes deleting obsolete rule text from its tick size pilot program, which has concluded.

    • Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 11.9(d) To Permit an Intermarket Sweep Order (“ISO”) To Be Entered as a Non-Displayed Order and To Establish the Price Level at Which the System Will Consider an ISO Available for Other Orders To Be Entered
      June 23, 2026

      Cboe BYX Exchange proposes amending Rule 11.9(d) to permit intermarket sweep orders as non-displayed orders and establish price-level availability for order entry.

    • Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Settlement Service Guide
      June 23, 2026

      Depository Trust Company amends its Settlement Service Guide to update operational procedures for member institutions and settlement processes.

    • Order Granting Conditional Exemptive Relief, Pursuant to Sections 17A and 36(a) of the Securities Exchange Act of 1934, From the Definition of an “Eligible Secondary Market Transaction” in Rule 17ad-22(a)
      June 23, 2026

      The SEC grants conditional exemptive relief allowing certain entities to conduct secondary market transactions without meeting the standard eligibility requirements under Rule 17ad-22(a) of the Securities Exchange Act.

    • Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 14.11 Regarding Information Circular Requirements
      June 23, 2026

      Cboe BZX Exchange amends Rule 14.11 to modify information circular requirements for listed securities offerings and related disclosure standards.

    • Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete Obsolete Rule Text Regarding The Now-Completed Tick Size Pilot
      June 23, 2026

      Nasdaq Texas, LLC deletes obsolete rule text related to the completed tick size pilot program in an immediately effective rule change.

    • Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule To Adopt Rules Related to the Listing and Trading of Closed-End Funds on the Exchange
      June 23, 2026

      Texas Stock Exchange extends its regulatory review period for proposed rules governing closed-end fund listing and trading on the exchange.

    • Sunshine Act Meetings
      June 22, 2026

      I'm ready to write a summary of the Sunshine Act Meetings document, but I need the description or key details about it. Please provide the INPUT description so I can create the one-sentence summary.

    • Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Change To Amend Its Rules To Extend Trading Hours for Certain Eligible Equity Options
      June 22, 2026

      NYSE American proposes to extend trading hours for certain eligible equity options under its self-regulatory rule amendments.

    • Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Add a New Partial Cabinet Solution Bundle
      June 22, 2026

      NYSE Arca proposes a new partial cabinet solution bundle to streamline equity option trading for market participants.

    PreviousPage 10 of 23 (229 total)Next

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