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  1. Home
  2. Regulations
  3. Federal
  4. Page 18

Federal regulations

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    SECRemove filter: SECClear all
    • Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General 8 Connectivity
      June 12, 2026

      Nasdaq amends Rule General 8 to establish connectivity requirements for member firms and venues; rule change is effective immediately.

    • Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for Its New Clock Service
      June 12, 2026

      Cboe BZX Exchange proposes new fees for its clock service offering, effective immediately upon filing with the SEC.

    • Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for Its New Clock Service
      June 12, 2026

      Cboe C2 Exchange adopts fees for a new clock service available to market participants effective immediately upon SEC filing.

    • Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rule 11.5310 (Best Execution)
      June 12, 2026

      NYSE Texas adopts new Rule 11.5310 establishing best execution standards for member firms conducting securities trading on the exchange.

    • Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rule 11.5310 (Best Execution)
      June 12, 2026

      NYSE National adopts new Rule 11.5310 requiring member firms to establish and maintain written policies and procedures to ensure best execution of customer orders.

    • Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for Its New Clock Service
      June 12, 2026

      Cboe BYX Exchange proposes new fees for its clock service and the rule change is immediately effective upon filing.

    • Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Sections 2, 5 and 9B
      June 12, 2026

      Nasdaq PHLX amends options trading rules sections 2, 5, and 9B with immediate effectiveness to modify regulatory requirements for exchange participants.

    • Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4
      June 12, 2026

      Nasdaq PHLX amends its options trading rules under Section 4 of Options 7 with immediate effectiveness.

    • Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General 8 Connectivity
      June 12, 2026

      Nasdaq Texas, LLC amends Rule General 8 connectivity requirements for member firms; rule becomes effective upon filing.

    • Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General 8 Connectivity
      June 12, 2026

      Nasdaq PHLX amends Rule General 8 to modify connectivity requirements for member firms; the rule change became effective immediately upon filing.

    PreviousPage 18 of 23 (223 total)Next

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