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© 2026 BizmoonPrivacyTermsCredits
  1. Home
  2. Regulations
  3. Federal
  4. Page 21

Federal regulations

Agency
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DOC
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  • Recency
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    SECRemove filter: SECClear all
    • Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity
      June 9, 2026

      Nasdaq MRX amends Rule General 8 to modify intrafirm cabinet connectivity requirements for member firms on its exchange.

    • Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity
      June 9, 2026

      Nasdaq PHLX amends Rule General 8 to modify intrafirm cabinet connectivity requirements for member firms on its options exchange.

    • Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity
      June 9, 2026

      Nasdaq Texas amends Rule General 8 to modify intrafirm cabinet connectivity requirements for member firms.

    • Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity
      June 9, 2026

      Nasdaq ISE amends Rule General 8 to modify intrafirm cabinet connectivity requirements for member firms on its options exchange.

    • Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity
      June 9, 2026

      Nasdaq amends Rule General 8 to modify intrafirm cabinet connectivity requirements for member firms.

    • Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to the Extension of Eligible Collateral to U.S. Treasury Securities and Related Changes
      June 9, 2026

      LCH SA extends eligible collateral to include U.S. Treasury securities and makes related rule changes for clearing members.

    • Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity
      June 9, 2026

      Nasdaq GEMX amends Rule General 8 to modify intrafirm cabinet connectivity requirements for member firms effective immediately upon SEC filing.

    • Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Investor Form
      June 8, 2026

      The SEC seeks OMB approval to extend the Investor Form information collection, which gathers data from investment advisers and broker-dealers; public comments are due 30 days from publication.

    • Privacore PCAAM Alternative Growth Fund, et al.
      June 8, 2026

      I need additional information to write an accurate summary. Please provide the description or key details about this fund, including what it does, who it serves, any dollar amounts, deadlines, or eligibility requirements.

    • Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice by The Options Clearing Corporation To Establish a Commercial Paper Program
      June 8, 2026

      The Options Clearing Corporation proposes to establish a commercial paper program to issue short-term debt instruments for operational funding and liquidity management purposes.

    PreviousPage 21 of 23 (223 total)Next

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