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The SEC requests OMB approval to extend Form N-Q, the quarterly report for registered management investment companies, to continue collecting fund performance and portfolio data from investment firms.
SEC seeks OMB approval to extend Form N-PX information collection for shareholder proposals filed by registered investment companies; public comment deadline is 30 days from Federal Register publication.
SEC seeks public comment on extension of Rule 17Ad-27 information collection requirements for securities transfer agents through an OMB review process.
Nine federal financial regulators issue joint data standards under the Financial Data Transparency Act to establish interoperable reporting formats across agencies, with no immediate reporting requirement changes pending further rulemaking.
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Nasdaq proposes new continued listing requirements for exchange-traded securities, with amendments clarifying compliance standards for listed companies.
SEC adopts technical amendments to Form X-17A-5 Part IIA (FOCUS Report) for broker-dealer financial reporting under the Securities Exchange Act of 1934.
Cboe BYX Exchange proposes amendments to Rule 11.25 introducing optional contingent instructions for periodic auction orders and a new auction-or-cancel time-in-force with conforming changes to auction processing.
Nasdaq Stock Market proposes technical corrections to its equity rulebook at section 4 with immediate effectiveness.
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