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Federal regulations

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  • Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Review of Professional Orders
    July 6, 2026

    BOX Exchange LLC amends its professional order review procedures under self-regulatory organization rules, effective immediately upon filing.

  • Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Initial and Continued Listing Standards
    July 6, 2026

    NYSE Texas amends initial and continued listing standards for securities traded on its exchange, effective immediately upon filing.

  • Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance the Supplemental Liquidity Deposit Rules, Methodology and Processes
    July 6, 2026

    National Securities Clearing Corporation proposes enhancements to supplemental liquidity deposit rules, methodology, and processes for member firms.

  • Agency Information Collection Activities; Submission for Office of Management and Budget Review; Comment Request; Premarket Approval of Medical Devices
    July 6, 2026

    The FDA seeks OMB clearance for information collection procedures related to premarket approval of medical devices under the Paperwork Reduction Act.

  • Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend a Continued Listing Standard Relating to Beneficial Holders Applicable to ETF Shares Listed on the Exchange Under Rule 17.104(b)(2)(B)
    July 6, 2026

    Texas Stock Exchange amends continued listing standards for ETF shares related to beneficial holder requirements under Rule 17.104(b)(2)(B).

  • Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Connectivity Fee Schedule
    July 6, 2026

    NYSE American amends its connectivity fee schedule for market data and trading access; the rule change is effective immediately.

  • Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Connectivity Fee Schedule
    July 6, 2026

    NYSE Arca proposes amendments to its connectivity fee schedule, effective immediately upon SEC filing.

  • Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Connectivity Fee Schedule
    July 6, 2026

    NYSE National amends its connectivity fee schedule under self-regulatory authority, with the rule change immediately effective upon filing.

  • United States et al. v. Live Nation Entertainment, Inc.; Proposed Final Judgment and Competitive Impact Statement
    July 6, 2026

    Proposed Final Judgment in US antitrust case against Live Nation Entertainment requires the company to divest certain assets and comply with operational restrictions affecting ticket sales and venue management; final judgment pending court approval.

  • Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt FINRA Rule 4321 (Allocations of Fail To Deliver Positions) and Amend FINRA Rule 4560 (Short-Interest Reporting)
    July 6, 2026

    FINRA proposes Rule 4321 on fail-to-deliver allocations and amends Rule 4560 on short-interest reporting, with the SEC extending its review period for this regulatory change affecting broker-dealers.

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Healthcare draws more federal rulemaking than any other sector

After healthcare come the capital-heavy sectors: trade, transportation, energy, and finance. If you operate in one of them, the volume of change is relentless.

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