BOX Exchange LLC amends its professional order review procedures under self-regulatory organization rules, effective immediately upon filing.
NYSE Texas amends initial and continued listing standards for securities traded on its exchange, effective immediately upon filing.
National Securities Clearing Corporation proposes enhancements to supplemental liquidity deposit rules, methodology, and processes for member firms.
The FDA seeks OMB clearance for information collection procedures related to premarket approval of medical devices under the Paperwork Reduction Act.
Texas Stock Exchange amends continued listing standards for ETF shares related to beneficial holder requirements under Rule 17.104(b)(2)(B).
NYSE American amends its connectivity fee schedule for market data and trading access; the rule change is effective immediately.
NYSE Arca proposes amendments to its connectivity fee schedule, effective immediately upon SEC filing.
NYSE National amends its connectivity fee schedule under self-regulatory authority, with the rule change immediately effective upon filing.
Proposed Final Judgment in US antitrust case against Live Nation Entertainment requires the company to divest certain assets and comply with operational restrictions affecting ticket sales and venue management; final judgment pending court approval.
FINRA proposes Rule 4321 on fail-to-deliver allocations and amends Rule 4560 on short-interest reporting, with the SEC extending its review period for this regulatory change affecting broker-dealers.
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After healthcare come the capital-heavy sectors: trade, transportation, energy, and finance. If you operate in one of them, the volume of change is relentless.
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