Nasdaq amends trading rules for iShares Bitcoin Trust and Ethereum Trust ETFs to comply with updated regulatory standards for cryptocurrency-based exchange-traded funds.
SEC Rule 17f-5 extends an existing information collection requirement for investment advisers and funds regarding custody of client assets; public comment deadline is 30 days from Federal Register publication.
SEC requests OMB approval to extend Form ADV-H information collection for investment adviser reporting; public comments due 30 days from Federal Register publication.
SEC Regulation 14C requires companies to file proxy statements and related materials for shareholder meetings, with the agency seeking public comment on information collection burden through [date not specified in input].
MEMX LLC amends its equities transaction fee schedule to adjust pricing structure for member firms effective immediately upon SEC filing.
NYSE Texas, Inc. received accelerated approval to adopt new Rule 5.2(j)(9) permitting generic listing and trading of Class Exchange-Traded Fund shares.
SEC extends Rule 12h-1(f) information collection requirements for small-business issuers seeking to deregister securities; public comment period open.
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